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(518) 465-9500                                                            
                        
                            www.trklaw.com                        
                                                                
                         trk@trklaw.com 
                                                
| ID | Date | Client | Buy/Sell | Target | Sector | Value | 
|---|---|---|---|---|---|---|
| 117006 | 2017-12-05 | Purshe Kaplan Sterling Investments, Inc. | Sell | Purshe Kaplan Sterling Investments, Inc. | Financial Services | - | 
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