Bio

Nir Gozal is Partner based in Hinman, Howard & Kattell’s White Plains office. His practice focuses on advising banks and other financial institutions on regulatory compliance and matters involving federal and state regulatory agencies. Nir has unique expertise in BSA/AML/OFAC and consumer compliance, and has represented financial institutions, their boards of directors, and executive officers in challenging conclusions in reports of examination and contesting enforcement actions. In addition, he provides ongoing counsel to bank boards of directors, executives, and compliance officers. Nir also represents public and private companies from a broad industry cross-section in a variety of general corporate matters, including corporate formation and governance, mergers and acquisitions, corporate finance, and securities issuance and compliance, and has experience representing investment advisors, investment vehicles, and individual investors in meeting their regulatory compliance obligations.